Here pretexting is examined in light of the duty of truthfulness in statements to others as well as recent ethics opinions. Corollary issues of counsel concern entail written opinions regarding tax shelters and of course the infamous instances of counsel involvement in instances of stock option backdating.
DVD Supplemental Information
Title: Corporate Counsel’s Moral Compass
Instructor: William D. Brown, Ph.D.
Presenters: William D. Brown, Ph.D. and
James R. Wrenn, Jr., J.D.
Description:
Here pretexting is examined in light of the duty of truthfulness in statements to others as well as recent ethics opinions. Corollary issues of counsel concern entail written opinions regarding tax shelters and of course the infamous instances of counsel involvement in instances of stock option backdating.
Credit Hours: 1 CLE Hour (Ethics, Dual, General depending on jurisdiction)
*Note - DVD's are not preapproved for CLE. Written materials are provided as a url link on the cover of the DVD. TRT, Inc. does provide documentation following the written materials, for you to submit to your state bar for approval.
Materials: Cases, opinions, and articles relating to seminar topic, plus appropriate correlating selections from –
The Ethics of Legal Ethics (Vol. I)
William D. Brown, Ph.D.
Washington: The Wayne Smith Company, 1995
Board of Directors – Corporate Governance Lapdog or Watchdog?
William D. Brown, Ph.D.
Leesburg, VA: Wycliff Publishers, 2007
Dissemination: DVD
Seminar Content:
.50 hr. Disembalance when counsel oversees investigations
ABA MR 4.1 – Truthfulness in Statements to Others
Wisconsin’s rule expansion
NY Co. Lawyers’ Assoc. Comm. On Prof. Ethics Opinion 737 (5/23/07)
Pretexting – Hewlett-Packard – poster child for lawyer missteps
Opposition rises to AG's hiring of legal counsel
.50 hr. Delegating puts counsel at risk
ABA MR 1.13 – Organization as Client
Tax shelters and written opinions
Dangers in too much auditor dependence
Tracing opinions re. stock option backdating
18 GC’s implicated
_____
1.0 hr. = Total CLE Credit
Presenter:
William D. Brown, Ph.D.
wdb@trtcle.com
Education
Ph.D. - Florida State University
M.Th. - Texas Christian University
B.D. - Brite Divinity School, Texas Christian University
B.A. - Lynchburg College
Positions
Chairman and presenter, TRT, Inc.
President, The Ethics Institute
Private Practice (Clinical Psychology)
Academic Appointments
Chair, Dept. of Family Psychology and Community Development, University of Maryland
Department Head, Dept. of Child Development & Family Relations, and Associate
Professor, Human Factors Research Laboratory, Colorado State University
Professor of Family Life, Stephens College
Instructor (Psychology), United States Armed Forces Institute
Publishing/Writing
Board of Directors – Lapdog or Watchdog?, Leesburg, VA: Wycliff Publishers, 2007
The Ethics of Legal Ethics (Vol. 1), Washington: The Wayne Smith Company, 1995
The Right Thing: ethics inaction/ethics in action, Washington: The Wayne Smith Company,
1991
Welcome Stress! It Can Help You be Your Best, Minneapolis: CompCare Publishing Co.,
1983
Families Under Stress, Washington: Prentice Hall (Brady Division), 1977
Affiliations
American Bar Association Center for Professional Responsibility
American Psychological Association
Potpourri
Married to Nett Brown
Two children
Seven grandchildren
Veteran, United States Navy (Submarines)
Presenter:
James R. Wrenn, Jr., J.D.
jwrenn@wrennlaw.com
Education
J.D. - University of Virginia Law School (1971)
B.A. - (History) University of Richmond (1968)
Bar Membership
Virginia State Bar: Member since 1972
Admission to Practice
Virginia Supreme Court & all inferior courts of the Commonwealth of Virginia
US District Courts for Eastern and Western Districts of Virginia
US Court of Appeals for the Fourth Circuit
Positions
Virginia State Bar Counsel (1976-1977)
Virginia State Bar Special Counsel (1972-1976)
Private Practice since 1977
Academic Appointments
Adjunct Instructor on Legal Ethics, University of Richmond Law School (1978-1980)
Adjunct Professor, School of Business, Virginia Commonwealth University (1975-1977)
Publishing/Writing/Lecturing
Author/Lecturer (pro bono) for seminars and publications by pro-bono CLE organizations and bar associations (continually since 1975)
Author/Lecturer VLR Seminars (1986-1975) Recent Case-Law; Professional Responsibility Issues
Editor of Virginia Law Reports (VLR) (formerly VRR) (private reporting service for appellate case-law in Virginia) (1981-1995)
Affiliations
President, National Organization of Bar Counsel (NOBC) 1976
Virginia Sate Bar (participation on various committees not listed)
Potpourri
Major Fields of Interest: Lawyer discipline, legal ethics, reinstatement, judicial ethics, Judicial Inquiry & Review, Commission matters, expert-witness issues.
